Built a compliance-gated AI advisor system for a financial-advisory firm

For a financial-advisory firm: an advisor dashboard that auto-generates quarterly PDF explainers for clients, a compliance gate that requires a verbatim source quote and a provenance tag on every generated output, and a “firm brain” that captures a senior advisor’s judgment so juniors can lean on it. The build navigated SEC Reg S-P and CCO sign-off, and ran entirely against dummy data until it was cleared.